SEC Rules for Broker Dealer Exchange Specialists

The Clean Air Act authorizes the Environmental Protection Agency to set National Ambient Air Quality Standards in order to protect public health and the environment from air pollution. The Act regulates emissions into the air from area, stationary, and mobile sources.

Under Section 322 of the Act, employees are protected from discrimination by their employer for participating in a proceeding to enforce any requirement of the Act. Section 322, 42 U.S.C.S. § 7622, provides:

No employer may discharge any employee or otherwise discriminate against any employee with respect to his compensation, terms, conditions, or privileges of employment because the employee (or any person acting pursuant to a request of the employee) -- (1) commenced, caused to be commenced, or is about to commence or cause to be commenced a proceeding under this chapter or a proceeding for the administration or enforcement of any requirement imposed under this chapter or under any applicable implementation plan, (2) testified or is about to testify in any such proceeding, or (3) assisted or participated or is about to assist or participate in any manner in such a proceeding or in any other action to carry out the purposes of this Act.

Discrimination Complaints

While the Environmental Protection Agency administers the general provisions of the Clean Air Act, employee complaints of discrimination are filed with and handled by the Occupational Safety and Health Administration within the Department of Labor. Such complaints must be filed within 30 days after the violation of Section 322 occurs (although that deadline may be tolled if the discrimination is continuing in nature).

Section 322 of the Clean Air Act protects employees who themselves or through others provide information, file complaints, or participate in any manner in a proceeding related to administration or enforcement of the Clean Air Act. An employee's complaint to management or refusal to perform work due to conditions that the employee reasonably believes are unsafe or unhealthful may be considered participation in a proceeding under the Act.

Actionable discrimination under the Act is viewed broadly and includes not only termination from employment but also any discrimination in compensation, terms, conditions, or privileges of employment attributable to the employee's participation in a Clean Air Act proceeding.

Complaints of discrimination received by OSHA are reviewed by supervisors who in turn will notify EPA of any potential environmental hazards disclosed by the complaint. The complaint letter, with witness names redacted is sent to the respondent and the local EPA office, and an investigation is conducted by OSHA. A written notice of the results of the investigation and, if appropriate, an order of abatement should be completed within 30 days.

Remedies

To remedy the discrimination, the Secretary of Labor may order affirmative action to abate the discrimination. Remedies for the employee may include reinstatement with back pay, compensatory damages, and costs and expenses, including attorney and expert witness fees, incurred in complaining about the discrimination.

Copyright 2012 LexisNexis, a division of Reed Elsevier Inc.

San Bernardino Office 1809 S. Commercenter West San Bernardino CA, 92408 Tel: 909-889-3691

Newport Beach Office 369 San Miguel Drive, Suite 265 Newport Beach, CA 92660 Tel: 949-419-6163

RSM Office 30211 Ave. De Las Banderas, Suite 200 Rancho Santa Margarita, CA 92688 Tel: 760-779-9572

Palm Desert Office 77564-A Country Club Dr. Suite 132 Palm Desert, CA 92211 Tel: 760-779-9572

© 2019 Fullerton, Lemann, Schaefer & Dominick, LLP